About Risk & Compliance
Lexis+ Risk & Compliance is an online practical guidance product for in-house legal and compliance teams dealing with the ever-increasing and ever-shifting burden of risk and compliance.
Risk management guides
Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Competition & antitrust law compliance
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
GDPR compliance
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Regulation
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
Topics We Cover
Latest Risk & Compliance News
Law360, London: On 1 December 2024, a BBC investigation revealed that certain tomato purees sold by UK and German retailers likely contain, despite...
Law360, London: The UK sanctions regime faces a major test on 15 January 2025 as billionaire Eugene Shvidler seeks to have his financial restrictions...
Law360, London: The effectiveness of Britain's sanctions regime should not be judged solely by court victories, according to a top UK law enforcement...
The Home Office has launched a consultation on new legislative proposals aimed at tackling the growing threat of ransomware attacks in the UK. The...
The HM Treasury has published details of a memorandum of understanding (MoU) between the UK's Office of Financial Sanctions Implementation (OFSI) and...
Latest Risk & Compliance Practice Notes
OFSI General Licence trackerThis Practice Note tracks General Licences issued by the Office of Financial Sanctions Implementation (OFSI) under the UK...
Exclusion and limitation of liabilityThis Practice Note considers exclusion and limitation of liability in business-to-business (B2B) contracts. It...
Brexit—implications for data protection [Archived]ARCHIVED: This archived Practice Note provides information on the Data Protection, Privacy and...
Data protection principlesThis Practice Note covers the principles for handling personal data that form the core of the United Kingdom General Data...
Introduction to the EU GDPR and UK GDPRThis Practice Note provides an introduction to both the EU’s General Data Protection Regulation, Regulation...
Latest Risk & Compliance Precedents
Anti-bribery and corruption—agents and intermediaries policy1Introduction1.1We run our business[es] with integrity. All of us must work together to...
Social media activity monitoring form1General informationName of person(s) conducting reviewDate of review[Insert name(s)][Insert date]2Review and...
Fraud risk management policy—law firmsSTOP PRESS: On 6 December 2024 the government published guidance to organisations on the offence of failure to...
Key terms for insertion into a services contract for the appointment of a data protection representative in the UK or EEANote: This precedent includes...
Anti-bribery and corruption—code of ethicsBribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent...
Latest Risk & Compliance Q&As
Featured Risk & Compliance content
How to manage legal risk
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?
Can I charge a fee for dealing with a data subject access request?
Tipping-off and prejudicing an investigation
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Dawn raid—who can raid my organisation and why?
Dawn raid—who can raid my organisation and why?The UK Government has legislated to permit a number of UK authorities to obtain search warrants to...
Contract management risk management guide
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Confidentiality risk management guide
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Money Laundering Regulations 2017—simplified due diligence
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businesses
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Dealing with the National Crime Agency
Dealing with the National Crime AgencyThis Practice Note provides high-level guidance on dealing with the National Crime Agency. It sets out the role,...
Public statement on data breach
Public statement on data breachStatement by [insert name of organisation] concerning a significant [cyber attack OR data protection breach] on [insert...
Money Laundering Regulations 2017—nominated officer
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Dealing with the Serious Fraud Office
Dealing with the Serious Fraud OfficeSFO—role and powersRoleThe Serious Fraud Office (SFO) is the authority in England, Wales and Northern Ireland...
How to conduct a legitimate interest assessment (LIA)
How to conduct a legitimate interest assessment (LIA)The UK General Data Protection Regulation (UK GDPR) permits processing of personal data where...
Refusing a data subject request—what is ‘manifestly unfounded or excessive’?
If a multinational company with entities in a number of EU states has registered a data protection officer (DPO) with the Information Commissioner’s Office (ICO), does it need to register a DPO in the other EU states where it has entities or is registration in one country sufficient?
Dealing with dawn raids by the Information Commissioner’s Office
Dealing with dawn raids by the Information Commissioner’s OfficeThis document reflects the UK GDPR regime. References and links to the GDPR refer to...
Associated legal terms
domestic arbitration
Concerned entirely with national or domestic issues, and all aspects of the arbitration proceedings relate to a single jurisdiction. For example, a commercial dispute between two English companies concerning a domestic supply contract governed by English law, seated in London, and conducted ad hoc in accordance with the provisions of the Arbitration Act 1996 (AA 1996)
Low power television service
A broadcast service that permits program origination, subscription service, or both via low powered television translators. Low Power Television service includes the existing translator service and operates on a secondary basis to regular television stations. Transmitter output is limited to 1000 watts for a UHF station, 10 watts for a normal VHF (very high frequency) station, and 100 watts when VHF operation is on an allocated channel.
VAT representative
The commissioners may allow an overseas trader who does not have a presence in the UK to voluntarily appoint a VAT representative in order to secure compliance by such a trader; they may direct such a trader to appoint a VAT representative if, but only if, he is established in a third country which does not have mutual assistance arrangements with the UK.
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