Tools to get you started

Why Legal Compliance and Risk?

Keeping track of changes in codes, regulation and law can be time consuming and challenging. To keep the firm protected from the risk of non-compliance, you need to have access to legal compliance and risk solutions in the form of the most up‐to‐date legislation, and the tools to ensure employees are working in accordance with those regulations.

How we can help

UUֱ ensures that you can always find the latest information on standards you need to comply with, and reflect those standards in everything you do. So it’s easy to keep your firm — and your clients — safe from legal risk.

Surface regulatory change and highlight non‐compliance issues requiring process changes

Ensure compliance by tracking and documenting remediation

Document compliant practice, simplify SRA audit preparation and defend investigations

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